Alexander James Soulsby

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Asset Management Limited

    FRN 122194

    • [FCA CF] Client dealing (since 11 Oct 2023)
    • [FCA CF] Manager of certification employee (since 11 Oct 2023)
  • Threadneedle International Limited

    FRN 143014

    • [FCA CF] Manager of certification employee (since 11 Oct 2023)
    • [FCA CF] Client dealing (since 11 Oct 2023)
  • Columbia Threadneedle Fund Management Limited

    FRN 121940

    • [FCA CF] Material risk taker (since 1 Jun 2021)
    • CF30 Customer (20 Aug 2015 to 18 Jun 2019)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (25 Aug 2006 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited

    FRN 177896

    • [FCA CF] Material risk taker (since 1 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 18 Jun 2019)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
  • Columbia Threadneedle Management Limited

    FRN 119230

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (25 Aug 2006 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (25 Aug 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (21 Feb 2006 to 29 Jun 2006)
    • CF22 Investment Adviser (Trainee) (27 Apr 2004 to 21 Feb 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (21 Feb 2006 to 29 Jun 2006)
    • CF22 Investment Adviser (Trainee) (27 Apr 2004 to 21 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.