Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 4 Nov 2025)
    • CF1 Director (AR) (since 6 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 26 Mar 2021)
    • CF30 Customer (8 Jan 2013 to 8 Dec 2019)
    • (1)Employed By (since 6 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (10 May 2007 to 8 Oct 2007)
  • Heritage Keeper LLP (no longer approved here)

    FRN 402095

    • (11)Employed By (10 May 2007 to 8 Oct 2007)
  • Widelist Investments Limited (no longer approved here)

    FRN 145829

    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.