Sykes Ihlenfeldt Limited

Date authorised
1 April 2013
Companies House
05507917
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Windmill Close
    Ivinghoe
    Leighton Buzzard
    Buckinghamshire
    LU7 9EW
    UNITED KINGDOM
    Phone
    +447943274534
    Web
    https://www.si-financial.co.uk

  • Complaints Contact

    9 Windmill Close
    Ivinghoe
    Leighton Buzzard
    Buckinghamshire
    LU7 9EW
    UNITED KINGDOM
    Phone
    +447943274534

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · The firm may not broker credit for the purpose of increasing the funds available for investment

  • Debt Advice

    Show 3 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice
    • · This permission is limited to debt counselling which is provided in connection with advice on regulated and unregulated home finance products
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ALAN OTTAWAY

    IRN AXO00120

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 24 Mar 2021)
  • Alexander George Heywood

    IRN AGH00022

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 4 Nov 2025)
    • CF1 Director (AR) (since 6 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 26 Mar 2021)
    • CF30 Customer (8 Jan 2013 to 8 Dec 2019)
  • Craig Trevor Ihlenfeldt

    IRN CTI00001

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 2 Jan 2013)
    • CF11 Money Laundering Reporting (29 Mar 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Mar 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (29 Mar 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (29 Mar 2006 to 30 Sep 2018)
    • CF1 Director (6 Feb 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)
  • Ian Geoffrey D'Arcy

    IRN IGD01018

    • CF30 Customer (2 Jul 2012 to 17 May 2013)
  • Jason William Rogerson

    IRN JWR01062

    • CF1 Director (AR) (14 Jul 2016 to 26 Feb 2024)
  • Mark Richard Sykes

    IRN MRS00009

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (6 Feb 2006 to 30 Sep 2018)
    • CF10 Compliance Oversight (6 Feb 2006 to 29 Mar 2006)
    • CF11 Money Laundering Reporting (6 Feb 2006 to 29 Mar 2006)
    • CF8 Apportionment and Oversight (6 Feb 2006 to 29 Mar 2006)
    • CF1 Director (6 Feb 2006 to 8 Dec 2019)
  • Sarah Melanie Woolley

    IRN SXW07435

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 4 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (since 22 Mar 2021)
    • CF5 Director of Unincorporated Association (AR) (since 22 Oct 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.