Alexander David Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Apr 2023)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
    • CF26 Customer Trading (28 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (26 Jun 2003 to 30 Jun 2006)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Apr 2023)
    • CF30 Customer (25 Jun 2012 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • [FCA CF] Material risk taker (1 Jun 2021 to 30 Apr 2023)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (28 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.