Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AFH Independent Financial Services Limited
FRN 216704
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 1 Aug 2025)
- [FCA CF] Functions requiring qualifications (since 1 Aug 2025)
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GoddardFry Wealth Management Limited
FRN 525915
- (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (4)4. Giving personal recommendations on retail investment products which are not broker funds
- (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1)21. Advising or arranging (bringing about) equity release transactions
- (9)SMF3 Executive Director (since 13 Dec 2021)
- (7)SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Dec 2021)
- (8)SMF16 Compliance Oversight (since 13 Dec 2021)
- (5)Responsibility for MCD Intermediation (since 13 Dec 2021)
- (6)Responsible for Insurance Distribution (since 13 Dec 2021)
- (11)[FCA CF] Functions requiring qualifications (since 1 May 2021)
- (10)[FCA CF] Client dealing (since 1 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (10)[FCA CF] Client dealing at GoddardFry Wealth Management Limited
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controlled function added: (11)[FCA CF] Functions requiring qualifications at GoddardFry Wealth Management Limited