Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Janus Henderson Investors UK Limited
FRN 121857
- [FCA CF] Client dealing (since 17 Apr 2023)
- [FCA CF] Material risk taker (17 Apr 2023 to 19 Feb 2024)
- SMF1 Chief Executive (12 Jul 2022 to 7 Jun 2023)
- SMF3 Executive Director (12 Jul 2022 to 19 Feb 2024)
- [FCA CF] Manager of certification employee (17 Apr 2020 to 30 Sep 2023)
- [FCA CF] Significant management (17 Apr 2020 to 17 Apr 2023)
- CF1 Director (8 Jun 2018 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (26 Aug 2022 to 30 Sep 2023)
- [FCA CF] Material risk taker (17 Apr 2020 to 19 Feb 2024)
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- [FCA CF] Manager of certification employee (17 Apr 2020 to 30 Sep 2023)
- [FCA CF] Material risk taker (17 Apr 2020 to 19 Feb 2024)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
- CF1 Director (8 Jun 2018 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (31 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.