Alexander Bartram

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zeus Capital Limited
FRN 224621
- [FCA CF] Client dealing (since 25 Feb 2026)
The Bank of Nova Scotia (no longer approved here)
FRN 141308
- [FCA CF] Client dealing (7 Jul 2025 to 14 Jan 2026)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Client dealing (1 Dec 2021 to 31 May 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.