Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2025)
    • [FCA CF] Client dealing (since 15 Aug 2025)
  • ValidPath Financial Limited (no longer approved here)

    FRN 836465

    • Appointed representative dealing with clients for which they require qualification (8 Sep 2023 to 31 Jul 2025)
    • CF30 Customer (4 Sep 2023 to 31 Jul 2025)
  • Winnell Douglas Limited (no longer approved here)

    FRN 997454

    • Employed By (4 Sep 2023 to 31 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2021 to 31 Aug 2023)
    • CF30 Customer (26 May 2021 to 31 Aug 2023)
  • Throgmorton Associates Wealth Management Ltd (no longer approved here)

    FRN 503420

    • Employed By (26 May 2021 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.