Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Client dealing (since 10 Jan 2024)
- [FCA CF] Material risk taker (since 10 Jan 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2021)
- CF30 Customer (30 Oct 2019 to 8 Dec 2019)
-
- CF30 Customer (14 Feb 2017 to 30 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.