Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Jan 2025)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Client dealing (15 Jul 2022 to 21 Apr 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Dec 2012)
    • CF21 Investment Adviser (20 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.