Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jan 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
- CF1 Director (27 Jul 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (27 Jul 2016 to 1 Feb 2017)
-
- CF1 Director (AR) (16 Nov 2018 to 20 Nov 2020)
-
- CF1 Director (AR) (25 Jan 2016 to 31 Oct 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.