BriceAmery Capital Ltd

Date authorised
1 April 2013
Companies House
05523093
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wework
    8 Devonshire Square
    London
    City Of London
    EC2M 4YJ
    UNITED KINGDOM
    Phone
    +442079938151
    Web
    https://www.briceamery.com

  • Complaints Contact

    Wework
    8 Devonshire Square
    London
    City Of London
    EC2M 4YJ
    UNITED KINGDOM
    Phone
    +442079938151

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Justin Hops

    IRN AJH01643

    • CF1 Director (AR) (25 Jan 2016 to 31 Oct 2018)
  • Ayan Mitra

    IRN AXM03409

    • CF1 Director (AR) (31 Aug 2012 to 22 Mar 2014)
    • CF3 Chief Executive (AR) (31 Aug 2012 to 22 Mar 2014)
  • Azra Kauser Ishaque

    IRN AKI01004

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10a CASS Oversight function (2 Sep 2016 to 8 Dec 2019)
    • CF1 Director (3 Apr 2009 to 8 Dec 2019)
  • Cameron James Stevens

    IRN CJS01348

    • CF1 Director (AR) (18 Mar 2015 to 31 Oct 2018)
    • CF3 Chief Executive (AR) (18 Mar 2015 to 31 Oct 2018)
  • Douglas John Prentice

    IRN DJP01281

    • CF4 Partner (AR) (23 Jun 2011 to 26 Nov 2012)
  • Fabian Jankowsky

    IRN FXJ01075

    • CF30 Customer (1 Feb 2012 to 26 Nov 2012)
  • Michael Walter Escott

    IRN MWE01026

    • CF1 Director (14 Jan 2010 to 19 Nov 2013)
  • Nazzim Mahmood Ishaque

    IRN NII01000

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2009 to 8 Dec 2019)
    • CF1 Director (3 Apr 2009 to 8 Dec 2019)
    • CF3 Chief Executive (3 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2009 to 8 Dec 2019)
  • Phillip Robert Jonathon Meadley-Roberts

    IRN PRM01161

    • CF30 Customer (11 Jan 2013 to 30 Mar 2015)
  • Robert Woolf

    IRN RXW01605

    • CF4 Partner (AR) (4 Jul 2011 to 26 Nov 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.