Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (AR) (18 Mar 2015 to 4 Mar 2019)
    • CF30 Customer (28 Apr 2008 to 8 Dec 2019)
    • CF4 Partner (28 Apr 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Apr 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Apr 2008 to 8 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (28 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Apr 2016 to 8 Dec 2019)
  • Crowd Tech Funders Limited (no longer approved here)

    FRN 630152

    • Employed By (12 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.