Date authorised
1 April 2013
Companies House
OC333823
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    43 Wilton Crescent
    London
    SW19 3QY
    UNITED KINGDOM
    Phone
    +4402078317755
  • Complaints Contact

    43 Wilton Crescent
    London
    SW19 3QY
    UNITED KINGDOM
    Phone
    +4402078317755

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . ACP Debt Capital Markets Limited

    IRN XXA01350

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Jan 2018 to 8 Dec 2019)
  • . Grupo Caja De Ahorros Y Monte De Piedad

    IRN XXG01047

    • CF4 Partner (28 Apr 2008 to 18 Dec 2009)
  • Alasdair William Lorn Macdougall

    IRN AXM02550

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (AR) (18 Mar 2015 to 4 Mar 2019)
    • CF4 Partner (28 Apr 2008 to 8 Dec 2019)
    • CF30 Customer (28 Apr 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Apr 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Apr 2008 to 8 Dec 2019)
  • Enrique Tierno Perez-Relano

    IRN EXT01129

    • CF30 Customer (7 Oct 2008 to 12 Jan 2009)
  • Heather Anne McIvor

    IRN HAM01016

    • CF30 Customer (19 Mar 2015 to 4 Mar 2019)
    • CF1 Director (AR) (19 Mar 2015 to 4 Mar 2019)
  • James Cameron Donnet

    IRN JCD01061

    • CF30 Customer (23 Jan 2012 to 20 Dec 2016)
  • Jonathan Woollett

    IRN JXW01957

    • CF4 Partner (28 Apr 2008 to 31 Dec 2017)
    • CF8 Apportionment and Oversight (28 Apr 2008 to 31 Mar 2009)
    • CF3 Chief Executive (28 Apr 2008 to 31 Dec 2017)
    • CF30 Customer (28 Apr 2008 to 31 Dec 2017)
  • Jose Carlos Contreras Gomez

    IRN JCC01193

    • CF30 Customer (27 Jan 2009 to 18 Dec 2009)
  • Nigel Thomas Carter

    IRN NTC01009

    • CF1 Director (AR) (13 Jan 2015 to 4 Mar 2019)
    • CF30 Customer (13 Jan 2015 to 4 Mar 2019)
  • Roman Jarocki

    IRN RXJ01271

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • CF30 Customer (30 Jan 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.