Alasdair Ritchie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DAVIES BROKING SERVICES LIMITED (no longer approved here)
FRN 486865
- CF2 Non Executive Director (AR) (13 Feb 2024 to 1 Apr 2025)
- CF1 Director (AR) (31 Mar 2022 to 13 Feb 2024)
- CF3 Chief Executive (AR) (31 Mar 2022 to 13 Feb 2024)
BMS GROUP LIMITED (no longer approved here)
FRN 309686
- CF1 Director (AR) (4 Dec 2012 to 30 Jun 2016)
BMS Professional & Financial Services Ltd (no longer approved here)
FRN 574703
- Employed By (4 Dec 2012 to 30 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.