This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

BMS Professional & Financial Services Ltd

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FRN: 574703
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 America Square

London

EC3N 2LS

UNITED KINGDOM

Phone

+4402074807288

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alasdair Ritchie
IRN AXR02222
- Employed By (4 Dec 2012 to 30 Jun 2016)
Nicholas Cook
IRN NJC01191
- Employed By (14 Nov 2012 to 4 Jul 2016)
Paul John Vincent
IRN PJV01034
- Employed By (14 Nov 2012 to 31 Jul 2019)
Phillip Henry Murphy
IRN PHM01069
- Employed By (16 Apr 2012 to 3 Jun 2013)
Rupert Edward Alabaster
IRN REA01037
- Employed By (5 Apr 2012 to 30 Jun 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.