Alan Williams

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc

    FRN 106054

    • [PRA CF] Managing a material risk taker (since 11 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 Jan 2024)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 18 Dec 2018)
    • CF30 Customer (28 May 2010 to 6 Mar 2016)
  • Santander Financial Services plc

    FRN 146003

    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Significant management (7 Mar 2016 to 29 Jan 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 Jan 2024)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 29 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
    • CF27 Investment Management (4 Oct 2004 to 31 Oct 2007)
    • CF26 Customer Trading (27 Jul 2004 to 31 Oct 2007)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Significant management (7 Mar 2016 to 29 Jan 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jan 2019)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 29 Jan 2019)
    • CF30 Customer (11 Jun 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.