Alan Toby Rougier

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LDC (Managers) Limited

    FRN 147964

    • SMF1 Chief Executive (since 29 Mar 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (10 Dec 2019 to 7 Jun 2020)
    • CF28 Systems and controls (19 Sep 2017 to 8 Dec 2019)
    • CF1 Director (19 Sep 2017 to 8 Dec 2019)
  • Housing Growth Partnership Manager Limited

    FRN 709515

    • SMF3 Executive Director (since 15 Apr 2020)
    • [FCA CF] Manager of certification employee (10 Dec 2019 to 7 Jun 2020)
    • CF28 Systems and controls (28 May 2019 to 8 Dec 2019)
  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Material risk taker (since 23 Aug 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2016)
    • [FCA CF] Manager of certification employee (since 23 Aug 2016)
    • [PRA CF] Managing a material risk taker (since 23 Aug 2016)
    • CF29 Significant management (1 Sep 2015 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (21 Feb 2020 to 23 Aug 2020)
    • [PRA CF] Managing a material risk taker (21 Feb 2020 to 23 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2018 to 10 Dec 2019)
    • [FCA CF] Material risk taker (23 Aug 2018 to 10 Dec 2019)
    • CF29 Significant management (1 Sep 2015 to 6 Mar 2016)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (1 Aug 2017 to 9 May 2019)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF29 Significant management (1 Sep 2015 to 9 Dec 2018)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • CF29 Significant management (1 Sep 2015 to 9 Dec 2018)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF29 Significant management (1 Sep 2015 to 9 Dec 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF17 Significant Mgt (Other Business Operations) (26 Jul 2006 to 18 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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