Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (18 Feb 2013 to 14 Apr 2015)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2012)
- CF10 Compliance Oversight (27 Mar 2007 to 1 Apr 2012)
- CF11 Money Laundering Reporting (27 Mar 2007 to 1 Apr 2012)
- CF8 Apportionment and Oversight (27 Mar 2007 to 22 Jun 2007)
- CF21 Investment Adviser (19 Feb 2007 to 31 Oct 2007)
- CF4 Partner (19 Feb 2007 to 1 Apr 2012)
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- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 11 Aug 2003)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 16 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.