Ethemba Capital LLP

Date authorised
1 April 2013
Companies House
OC320068
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 Langland Gardens
    London
    Camden
    NW3 6QE
    UNITED KINGDOM
    Phone
    +4407767264077
    Web
    https://www.ethembacapital.com

  • Complaints Contact

    29 Langland Gardens
    London
    Camden
    NW3 6QE
    UNITED KINGDOM
    Phone
    +4402072998960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Henry Teeger

    IRN AHT01036

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (2 Nov 2006 to 5 Sep 2016)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
  • Alan Steven Jacobson

    IRN ASJ01018

    • CF30 Customer (1 Nov 2007 to 1 Apr 2012)
    • CF10 Compliance Oversight (27 Mar 2007 to 1 Apr 2012)
    • CF8 Apportionment and Oversight (27 Mar 2007 to 22 Jun 2007)
    • CF11 Money Laundering Reporting (27 Mar 2007 to 1 Apr 2012)
    • CF21 Investment Adviser (19 Feb 2007 to 31 Oct 2007)
    • CF4 Partner (19 Feb 2007 to 1 Apr 2012)
  • Daniel Brol

    IRN DXB02340

    • CF30 Customer (8 Dec 2014 to 5 Sep 2016)
  • Mark Richard Jacobson

    IRN MRJ01043

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Jul 2007 to 31 Oct 2007)
    • CF3 Chief Executive (2 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Nov 2006 to 16 Mar 2007)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
    • CF4 Partner (2 Nov 2006 to 8 Dec 2019)
  • Preslav Panayotov

    IRN PXP01363

    • CF30 Customer (13 Aug 2008 to 22 Sep 2008)
  • Roman Frenkel

    IRN RXF01285

    • CF30 Customer (8 Apr 2009 to 8 Dec 2019)
  • Theodore Cominos

    IRN TXC01300

    • CF30 Customer (1 Nov 2007 to 1 Jan 2009)
    • CF4 Partner (22 Aug 2007 to 1 Jan 2009)
    • CF21 Investment Adviser (22 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.