Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HCR Independent Financial Advisers Limited (no longer approved here)

    FRN 216219

    • [FCA CF] Client dealing (19 Jul 2021 to 24 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Aug 2023)
    • Responsible for Insurance Mediation (23 Mar 2010 to 3 Apr 2018)
    • CF10 Compliance Oversight (18 Mar 2010 to 3 Apr 2018)
    • CF11 Money Laundering Reporting (18 Mar 2010 to 3 Apr 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (3 Sep 2002 to 3 Apr 2018)
    • CF21 Investment Adviser (3 Sep 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.