Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (19 Jul 2021 to 24 Aug 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Aug 2023)
- Responsible for Insurance Mediation (23 Mar 2010 to 3 Apr 2018)
- CF10 Compliance Oversight (18 Mar 2010 to 3 Apr 2018)
- CF11 Money Laundering Reporting (18 Mar 2010 to 3 Apr 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (3 Sep 2002 to 3 Apr 2018)
- CF21 Investment Adviser (3 Sep 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.