Alan Robert Thomson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investec Bank PLC (no longer approved here)
FRN 172330
- CF30 Customer (8 Aug 2012 to 6 Mar 2016)
National Australia Bank Limited (no longer approved here)
FRN 141309
- CF30 Customer (28 Feb 2012 to 18 Jun 2012)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (1 Dec 2009 to 15 Feb 2012)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (1 Nov 2007 to 6 Feb 2009)
- CF21 Investment Adviser (26 Jun 2002 to 31 Oct 2007)
Cater Allen Limited (no longer approved here)
FRN 178737
- CF30 Customer (1 Nov 2007 to 6 Feb 2009)
- CF26 Customer Trading (16 May 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.