Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF1 Director (AR) (4 May 2021 to 22 Sep 2021)
    • CF30 Customer (4 May 2021 to 22 Sep 2021)
  • CrossLane Financial Planning Limited (no longer approved here)

    FRN 938853

    • Employed By (4 May 2021 to 22 Sep 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • Responsibility for MCD Intermediation (21 Mar 2016 to 7 Apr 2018)
    • CF1 Director (1 Aug 2014 to 7 Apr 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (1 Nov 2007 to 30 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.