Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (4 May 2021 to 22 Sep 2021)
- CF30 Customer (4 May 2021 to 22 Sep 2021)
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- Employed By (4 May 2021 to 22 Sep 2021)
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- Responsibility for MCD Intermediation (21 Mar 2016 to 7 Apr 2018)
- CF1 Director (1 Aug 2014 to 7 Apr 2018)
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- CF29 Significant management (1 Nov 2007 to 30 Mar 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2007 to 31 Oct 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2002)
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.