Alan James Buck

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Your Future Your Money Limited

    FRN 916202

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
    • [FCA CF] Client dealing (since 3 Nov 2020)
  • INDEPENDENT FINANCIAL SERVICES 4 YOU LIMITED (no longer approved here)

    FRN 518498

    • CF30 Customer (23 Jun 2010 to 8 Dec 2019)
  • Castlegate Investments (2001) (no longer approved here)

    FRN 176550

    • Employed By (1 Dec 2001 to 23 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.