Alan Geoffrey Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Coutts & Company (no longer approved here)
FRN 122287
- CF11 Money Laundering Reporting (1 Nov 2012 to 21 Mar 2013)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- CF11 Money Laundering Reporting (21 Sep 2011 to 6 Oct 2011)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF11 Money Laundering Reporting (21 Sep 2011 to 30 Jun 2015)
RBS Collective Investment Funds Limited (no longer approved here)
FRN 122139
- CF11 Money Laundering Reporting (21 Sep 2011 to 6 Oct 2011)
COUTTS FINANCE CO. (no longer approved here)
FRN 305968
- CF11 Money Laundering Reporting (21 Sep 2011 to 6 Oct 2011)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF11 Money Laundering Reporting (29 Sep 2008 to 18 Mar 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.