Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MPS Mortgage Services
FRN 301078
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 1 Mar 2020)
- Sole trader dealing with clients for which they require qualification (since 1 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 22 Feb 2017)
- CF11 Money Laundering Reporting (12 Jan 2015 to 8 Dec 2019)
- CF28 Systems and controls (12 Jan 2015 to 8 Dec 2019)
- CF4 Partner (31 Oct 2004 to 22 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.