Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    167 Woodcote Road
    Wallington
    Surrey
    SM6 0QG
    UNITED KINGDOM
    Phone
    +4402087732292
  • Complaints Contact

    53 Hunloke Road
    Holmewood
    Chesterfield
    Derbyshire
    S42 5RZ
    UNITED KINGDOM
    Phone
    +447964419246

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Edwin Albutt

    IRN AEA00008

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 22 Feb 2017)
    • CF11 Money Laundering Reporting (12 Jan 2015 to 8 Dec 2019)
    • CF28 Systems and controls (12 Jan 2015 to 8 Dec 2019)
    • CF4 Partner (31 Oct 2004 to 22 Feb 2017)
  • Alan Kenneth Cottage

    IRN AKC00005

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
  • David Allan Smith

    IRN DAS00048

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2014)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF4 Partner (31 Oct 2004 to 31 Dec 2014)
  • John Simon Roche

    IRN JSR00022

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2020)
  • Norman Sams

    IRN NPS00009

    • CF28 Systems and controls (1 Nov 2007 to 2 Dec 2014)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 2 Dec 2014)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.