Aki Katagiri

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (18 Mar 2014 to 20 Oct 2015)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF30 Customer (11 Apr 2013 to 28 May 2013)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (21 Mar 2013 to 28 May 2013)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 28 Nov 2008)
- CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (29 Jun 2004 to 31 Aug 2004)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (29 Jun 2004 to 18 May 2007)
Mizuho Bank, Ltd. (no longer approved here)
FRN 139195
- CF21 Investment Adviser (15 Jan 2004 to 12 Mar 2004)
- CF26 Customer Trading (1 Jul 2003 to 15 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.