Ajay Sonatun

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Nov 2014)
  • Ajay Sonatun

    FRN 652228

    • (1)Employed By (since 30 Oct 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (26 Jun 2012 to 12 Sep 2012)
  • Charles Derby Associates (no longer approved here)

    FRN 486140

    • Employed By (26 Jun 2012 to 12 Sep 2012)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (21 Sep 2011 to 29 Jun 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 28 Oct 2011)
    • CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Oct 2004 to 8 Nov 2004)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (11 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.