Ahmed Yaqoob

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Westpac Banking Corporation
FRN 124586
- [FCA CF] Client dealing (since 23 Jan 2023)
Mizuho Bank, Ltd. (no longer approved here)
FRN 139195
- [FCA CF] Client dealing (11 Jun 2020 to 11 Jan 2022)
Lloyds Bank Corporate Markets Plc (no longer approved here)
FRN 763256
- [FCA CF] Client dealing (2 May 2019 to 30 Apr 2020)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (26 Oct 2015 to 6 Mar 2016)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (26 Oct 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.