Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- SMF5 Head of Internal Audit (since 1 Apr 2023)
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RBC Europe Limited
FRN 124543
- SMF5 Head of Internal Audit (since 7 Mar 2016)
- CF28 Systems and controls (19 Aug 2015 to 6 Mar 2016)
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Royal Bank of Canada
FRN 124783
- SMF5 Head of Internal Audit (since 7 Mar 2016)
- CF28 Systems and controls (19 Aug 2015 to 6 Mar 2016)
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RBC Investor Services Trust
FRN 435052
- SMF5 Head of Internal Audit (since 7 Mar 2016)
- CF28 Systems and controls (19 Aug 2015 to 6 Mar 2016)
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- CF28 Systems and controls (2 Apr 2009 to 24 Apr 2015)
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- CF28 Systems and controls (2 Apr 2009 to 24 Apr 2015)
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- CF28 Systems and controls (2 Apr 2009 to 24 Apr 2015)
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- CF15 Internal Audit (6 Mar 2003 to 25 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.