Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (6 Mar 2023 to 17 Mar 2025)
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- CF30 Customer (7 May 2021 to 6 Dec 2022)
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- [PRA CF] Managing a material risk taker (13 Feb 2019 to 14 Jul 2020)
- [FCA CF] Manager of certification employee (13 Feb 2019 to 30 Jun 2020)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 30 Jun 2020)
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- [PRA CF] Significant risk taker or Material risk taker (28 Nov 2016 to 30 Jun 2020)
- [FCA CF] Manager of certification employee (28 Nov 2016 to 30 Jun 2020)
- [FCA CF] Client dealing (28 Nov 2016 to 30 Jun 2020)
- [PRA CF] Managing a material risk taker (28 Nov 2016 to 14 Jul 2020)
- CF30 Customer (16 Aug 2013 to 6 Mar 2016)
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- CF30 Customer (21 Nov 2012 to 19 Jul 2013)
- CF1 Director (21 Nov 2012 to 19 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.