Conv-Ex Advisors Limited

Date authorised
1 April 2013
Companies House
08075698
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Coleman Street
    London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +4402037955800
    Web
    https://www.conv-ex.com

  • Complaints Contact

    80 Coleman Street
    London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +4402037955800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Lewis

    IRN AJL01098

    • CF30 Customer (21 Nov 2012 to 19 Jul 2013)
    • CF1 Director (21 Nov 2012 to 19 Jul 2013)
  • Edward James Chalkley Eves

    IRN EJE01006

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
  • Francois Cormier

    IRN FXC01149

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 May 2013 to 8 Dec 2019)
    • CF1 Director (17 May 2013 to 8 Dec 2019)
  • Jan Hendrik Stodieck

    IRN JXS01490

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 May 2015 to 8 Dec 2019)
  • Mark Kenneth Dalton

    IRN MKD01020

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 Nov 2012 to 8 Dec 2019)
    • CF1 Director (21 Nov 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Nov 2012 to 8 Dec 2019)
    • CF3 Chief Executive (21 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (21 Nov 2012 to 8 Dec 2019)
  • Nicholas Justin Sibbering

    IRN NJS01106

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.