Adrian Jolliffe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2TIX LTD

    FRN 921293

    • 3. Giving personal recommendations on derivatives
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 21 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2020)
    • SMF16 Compliance Oversight (since 6 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Apr 2020)
    • SMF3 Executive Director (since 24 Mar 2020)
  • David Tolson Partnership Limited (no longer approved here)

    FRN 484749

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (10 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (10 Nov 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Nov 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Nov 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.