David Tolson Partnership Limited

Date authorised
1 April 2013
Companies House
05815150
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Richard House
    9 Winckley Square
    Preston
    Lancashire
    PR1 3HP
    UNITED KINGDOM
    Phone
    +447594239920
    Web
    https://www.dtp.uk.com

  • Complaints Contact

    3 Sandy Lane
    Dobcross
    Oldham
    Greater Manchester
    OL3 5AG
    UNITED KINGDOM
    Phone
    +447594239920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREW GLADWIN

    IRN AXG02794

    • SMF3 Executive Director (since 31 Mar 2022)
    • SMF16 Compliance Oversight (since 31 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2022)
    • [FCA CF] Manager of certification employee (since 1 Jun 2020)
    • [FCA CF] Significant management (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 6 Jan 2020)
  • ANDREW ROSKELL

    IRN AXR02160

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2020 to 31 Mar 2022)
    • SMF16 Compliance Oversight (29 Apr 2020 to 31 Mar 2022)
    • CF1 Director (10 Feb 2012 to 8 Dec 2019)
  • Adrian Jolliffe

    IRN AXJ01127

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (10 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (10 Nov 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Nov 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Nov 2008 to 8 Dec 2019)
  • Alison Jennings

    IRN AXJ01854

    • CF30 Customer (1 Sep 2017 to 1 Aug 2018)
  • Angela Lomax

    IRN AXL01888

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Aug 2013 to 8 Dec 2019)
  • Clive Anthony Eccleston

    IRN CAE01034

    • CF30 Customer (8 Sep 2011 to 8 Dec 2019)
  • David Martin Tolson

    IRN DMT01053

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2022)
    • CF30 Customer (19 Nov 2008 to 8 Dec 2019)
    • CF1 Director (10 Nov 2008 to 8 Dec 2019)
  • HUGH CARR

    IRN HXC00083

    • [FCA CF] Client dealing (since 1 Apr 2020)
  • Jonathan Cyril Dwyer

    IRN JCD01064

    • CF30 Customer (11 Nov 2014 to 26 Feb 2016)
  • Samantha McGrady

    IRN SXM03844

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2022)
    • CF1 Director (13 Jan 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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