Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hopton Advisers LLP
FRN 711305
- CF1 Director (AR) (since 25 Jan 2024)
- CF30 Customer (since 25 Jan 2024)
- [FCA CF] Client dealing (since 10 Oct 2023)
- CF30 Customer (9 May 2016 to 18 Sep 2018)
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Balnageith Advisers Limited
FRN 913358
- Employed By (since 25 Jan 2024)
- Employed By (25 Nov 2019 to 24 Jun 2022)
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- [FCA CF] Client dealing (1 Jul 2022 to 30 Sep 2023)
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- CF1 Director (AR) (25 Nov 2019 to 24 Jun 2022)
- CF30 Customer (25 Nov 2019 to 24 Jun 2022)
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- CF30 Customer (15 Jan 2018 to 3 Jun 2019)
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- CF30 Customer (1 Nov 2007 to 5 Dec 2011)
- CF23 Corporate Finance Adviser (6 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.