Hopton Advisers LLP

Date authorised
8 January 2016
Companies House
OC396697
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beechdene House
    Swarraton
    Alresford
    Hampshire
    SO24 9TQ
    UNITED KINGDOM
    Phone
    +442070361633
    Web
    http://www.hoptonadvisers.com

  • Complaints Contact

    Beechdene House
    Swarraton
    Alresford
    Hampshire
    SO24 9TQ
    UNITED KINGDOM
    Phone
    +442070361633

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian George Collins

    IRN AGC01068

    • CF30 Customer (since 25 Jan 2024)
    • CF1 Director (AR) (since 25 Jan 2024)
    • [FCA CF] Client dealing (since 10 Oct 2023)
    • CF30 Customer (9 May 2016 to 18 Sep 2018)
  • Colin La Fontaine Jackson

    IRN CXL01092

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (8 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jan 2016 to 8 Dec 2019)
    • CF4 Partner (8 Jan 2016 to 8 Dec 2019)
  • Serge Oliver Rissi

    IRN SOR01002

    • CF30 Customer (since 19 Sep 2018)
    • CF1 Director (AR) (since 19 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.