Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (since 21 Oct 2020)
    • [FCA CF] Client dealing (since 2 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jun 2005 to 26 Jan 2006)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (11 Dec 2017 to 28 Sep 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (30 Nov 2017 to 28 Sep 2019)
    • [FCA CF] Client dealing (21 Apr 2017 to 28 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.