Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (17 May 2022 to 9 Jul 2024)
    • [FCA CF] Proprietary trader (17 May 2022 to 9 Jul 2024)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (20 Jan 2004 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.