Adam Edward Spencer Bennett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DC Dwek Corporate Finance Limited
FRN 208116
- [FCA CF] Client dealing (since 10 Dec 2019)
- CF30 Customer (23 May 2019 to 8 Dec 2019)
Windmill Hill Asset Management Limited (no longer approved here)
FRN 186883
- CF1 Director (AR) (4 Mar 2013 to 10 Jan 2014)
- CF10 Compliance Oversight (18 Jul 2011 to 10 Apr 2015)
- CF11 Money Laundering Reporting (18 Jul 2011 to 13 Mar 2015)
- CF3 Chief Executive (30 Apr 2009 to 10 Apr 2015)
- CF1 Director (30 Apr 2009 to 10 Apr 2015)
J Rothschild Services Limited (no longer approved here)
FRN 593084
- (6)Employed By (4 Mar 2013 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.