DC Dwek Corporate Finance Limited

Date authorised
1 April 2013
Companies House
04298345
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    246 Linen Hall
    162-168
    Regent Street
    London
    W1B 5TB
    UNITED KINGDOM
    Phone
    +4402072877841
    Web
    https://www.dcdwek.com

  • Complaints Contact

    246 Linen Hall
    162-168 Regent Street
    London
    W1B 5TB
    UNITED KINGDOM
    Phone
    +4402072877841

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Edward Spencer Bennett

    IRN AEB01112

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (23 May 2019 to 8 Dec 2019)
  • David C Dwek

    IRN DCD01034

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Jan 2002 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (3 Jan 2002 to 31 Oct 2007)
    • CF1 Director (3 Jan 2002 to 8 Dec 2019)
    • CF3 Chief Executive (3 Jan 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jan 2002 to 31 Oct 2007)
  • Mary Theresa Campbell

    IRN MTC01025

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (1 Mar 2013 to 8 Dec 2019)
  • Richard Morrell

    IRN RXM00837

    • CF1 Director (AR) (16 Aug 2023 to 31 Aug 2023)
    • [FCA CF] Client dealing (1 Aug 2023 to 31 Dec 2025)
    • CF30 Customer (15 May 2023 to 31 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.