Adam David John Roberts

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Roberts Financial Consultancy Limited

    FRN 498877

    • (4)Employed By (since 23 Apr 2024)
  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Jan 2018)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (11 Mar 2011 to 20 May 2013)
    • CF22 Investment Adviser (Trainee) (25 Sep 2007 to 31 Oct 2007)
  • The Penny Group Ltd

    FRN 536216

    • (7)Employed By (since 22 Nov 2010)
  • Whiting Financial Limited (no longer approved here)

    FRN 216586

    • Employed By (3 Oct 2024 to 18 Sep 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (21 Oct 2010 to 23 Nov 2010)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (21 Oct 2010 to 23 Nov 2010)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (25 Sep 2007 to 21 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.