This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Whiting Financial Limited

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FRN: 216586
Date authorised: 1 April 2013
Companies House: 04737854
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

11 Riverside Park

Dogflud Way

Farnham

GU9 7UG

UNITED KINGDOM

Phone

+4401252733007

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam David John Roberts
IRN ADR01096
- Employed By (3 Oct 2024 to 18 Sep 2025)
Clement Edward Cowley
IRN CEC01083
- Employed By (3 Oct 2024 to 18 Sep 2025)
Graeme Morrissey
IRN GJM01199
- Employed By (3 Oct 2024 to 18 Sep 2025)
Heather Whiting
IRN HXW01132
- Employed By (3 Aug 2006 to 13 Oct 2023)
Matthew Robert Grimes
IRN MRG00027
- Employed By (29 Apr 2025 to 18 Sep 2025)
Maureen Painter
IRN MXP02153
- Employed By (16 Aug 2017 to 17 Oct 2017)
Michael Joseph Elworthy
IRN MJE01137
- Employed By (3 Oct 2024 to 18 Sep 2025)
Robert Andrew Whiting
IRN RAW00032
- Employed By (1 Dec 2001 to 17 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.