Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (19 Mar 2021 to 29 Oct 2021)
    • [FCA CF] Material risk taker (19 Mar 2021 to 29 Oct 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (11 Feb 2021 to 29 Oct 2021)
    • [FCA CF] Client dealing (19 Nov 2020 to 29 Oct 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (30 Jun 2017 to 11 Sep 2020)
    • CF30 Customer (4 Nov 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.