Date authorised
1 April 2013
Companies House
01909111
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unity Place
    1 Carfax Close
    Swindon
    Wiltshire
    SN1 1AP
    UNITED KINGDOM
    Phone
    +4401793511227
  • Complaints Contact

    Unity Place
    1 Carfax Close
    Swindon
    Wiltshire
    SN1 1AP
    UNITED KINGDOM
    Phone
    +4401793514514

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Malcolm Rothwell

    IRN GXR01148

    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Jul 2005)
  • Geoffrey Martin Riddell

    IRN GMR01028

    • CF2 Non Executive Director (11 Aug 2009 to 2 Jul 2010)
  • George Edward Arnold

    IRN GEA01007

    • CF10 Compliance Oversight (1 Dec 2001 to 24 Sep 2003)
  • Georgina Kaye Fleet

    IRN GXF00264

    • SMF16 Compliance Oversight (since 1 Jan 2026)
  • Gianluca Nicolo

    IRN GXN00103

    • [FCA CF] Significant management (17 Jan 2023 to 1 Oct 2024)
  • Graham Stirling Boffey

    IRN GSB01058

    • CF29 Significant management (7 Mar 2018 to 22 Mar 2019)
  • Helen Pickford

    IRN HAP01024

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2022)
    • CF1 Director (25 Jan 2016 to 12 Dec 2018)
  • Helen Wroe

    IRN HMW01033

    • [FCA CF] Significant management (9 Dec 2019 to 7 Jan 2022)
    • CF28 Systems and controls (10 Apr 2008 to 8 Dec 2019)
  • Ian Michael Brian McLaughlin

    IRN IMM01046

    • CF17 Significant Mgt (Other Business Operations) (2 Oct 2002 to 1 Apr 2003)
  • Inga Kristine Beale

    IRN IKB01010

    • CF2 Non Executive Director (17 Nov 2009 to 23 Jun 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.