Date authorised
1 April 2013
Companies House
01909111
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unity Place
    1 Carfax Close
    Swindon
    Wiltshire
    SN1 1AP
    UNITED KINGDOM
    Phone
    +4401793511227
  • Complaints Contact

    Unity Place
    1 Carfax Close
    Swindon
    Wiltshire
    SN1 1AP
    UNITED KINGDOM
    Phone
    +4401793514514

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barrie John Pengelly

    IRN BJP01091

    • CF11 Money Laundering Reporting (5 Jul 2017 to 3 Jul 2018)
  • Christopher George Wayne Oldland

    IRN CGO01010

    • CF11 Money Laundering Reporting (5 Nov 2010 to 30 Jun 2017)
  • Christopher Horne

    IRN CXH09371

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Dec 2018 to 8 Dec 2019)
  • Christopher John Neil Davidson

    IRN CJD01096

    • CF29 Significant management (1 Nov 2007 to 18 Aug 2008)
    • CF17 Significant Mgt (Other Business Operations) (18 Dec 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (11 Sep 2002 to 5 Nov 2003)
    • CF10 Compliance Oversight (4 Apr 2002 to 30 Sep 2005)
  • Christopher Keogh

    IRN CXK01035

    • CF1 Director (1 Dec 2001 to 4 Sep 2002)
  • Colum O'Brien

    IRN CXO01217

    • CF2 Non Executive Director (10 Sep 2012 to 28 Jun 2019)
  • Daniel Francis Patrick Callaghan

    IRN DFC01038

    • CF29 Significant management (1 Nov 2007 to 1 May 2008)
    • CF17 Significant Mgt (Other Business Operations) (23 Oct 2002 to 31 Oct 2007)
  • Daniel John Pender

    IRN DJP01317

    • CF1 Director (16 Jul 2012 to 2 Jul 2013)
    • CF28 Systems and controls (16 May 2011 to 25 Jul 2012)
  • Darren West

    IRN DXW01832

    • SMF9 Chair of the Governing Body (22 Oct 2021 to 26 Sep 2022)
    • Responsible for Insurance Distribution (22 Oct 2021 to 26 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2021)
    • CF1 Director (13 Sep 2017 to 8 Dec 2019)
    • CF29 Significant management (3 Jul 2012 to 8 Dec 2019)
  • David John Etherington

    IRN DJE01069

    • Responsible for Insurance Mediation (18 Jun 2008 to 31 Aug 2012)
    • CF1 Director (3 Sep 2003 to 31 Aug 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.