Date authorised
5 June 2017
Companies House
OC413700
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eagle House 108-110
    Jermyn Street
    London
    Westminster
    SW1Y 6HB
    UNITED KINGDOM
    Phone
    +442080598690
  • Complaints Contact

    Eagle House 108-110
    Jermyn Street
    London
    Westminster
    SW1Y 6HB
    UNITED KINGDOM
    Phone
    +442080598690

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lucia Mazzon

    IRN LXM00872

    • [FCA CF] Client dealing (since 8 Dec 2025)
  • Lynn Akashi

    IRN LXA01075

    • [FCA CF] Client dealing (since 1 Jun 2024)
    • SMF27 Partner (since 14 Dec 2023)
    • [FCA CF] Significant management (since 15 Aug 2022)
  • Malcolm Ian Goddard

    IRN MIG01009

    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Feb 2023)
    • SMF27 Partner (9 Dec 2019 to 1 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2023)
    • CF4 Partner (2 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (5 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jun 2017 to 8 Dec 2019)
  • Mathieu Pinson

    IRN MXP01539

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (23 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (5 Jun 2017 to 8 Dec 2019)
  • Neil Kalsi

    IRN NXK00090

    • [FCA CF] Client dealing (since 20 Feb 2024)
    • [FCA CF] Material risk taker (since 20 Feb 2024)
    • [FCA CF] Manager of certification employee (since 20 Feb 2024)
  • Owain Rhodda

    IRN OXR07786

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (2 Nov 2018 to 8 Dec 2019)
  • Paul Mascaro

    IRN PXM00319

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Sep 2023)
  • Rachel Mary Morgan

    IRN RMM01198

    • SMF27 Partner (9 Dec 2019 to 7 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (8 Jan 2019 to 8 Dec 2019)
    • CF4 Partner (2 Mar 2018 to 8 Dec 2019)
  • Rudi Pattni

    IRN RXP02279

    • [FCA CF] Material risk taker (23 Feb 2024 to 31 Mar 2025)
    • SMF27 Partner (11 Sep 2020 to 31 Mar 2025)
    • [FCA CF] Client dealing (19 Jun 2020 to 31 Mar 2025)
  • Sara Capuano-Wallman

    IRN SXC01938

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Sep 2023)
    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.