Zenith Bank (UK) Limited

• Principal Place of Business

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402071053950

  Web

  https://www.zenith-bank.co.uk

• Complaints Contact

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402031962613

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael James Aitcheson Erewa

  IRN MXE00036

  • [FCA CF] Client dealing (since 21 Apr 2020)
  • [FCA CF] Proprietary trader (since 21 Apr 2020)
• Nabeel Hussein Robin Raafat

  IRN NXR00037

  • [FCA CF] Material risk taker (21 Apr 2020 to 30 Jun 2023)
  • [PRA CF] Significant risk taker or Material risk taker (21 Apr 2020 to 30 Jun 2023)
• Nanayaa Agyeman Antoh Fredua

  IRN NXA00143

  • [FCA CF] Material risk taker (5 May 2021 to 28 Feb 2022)
  • [PRA CF] Significant risk taker or Material risk taker (5 May 2021 to 28 Feb 2022)
• Narendra Champaklal Parekh

  IRN NCP01041

  • [FCA CF] Material risk taker (19 May 2020 to 20 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 20 Dec 2021)
• Natalia Victorovna Sokolova

  IRN NXS77235

  • [PRA CF] Managing a material risk taker (since 7 Jun 2022)
  • [FCA CF] Manager of certification employee (since 7 Jun 2022)
  • [FCA CF] Material risk taker (since 6 Mar 2019)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2019)
  • [FCA CF] Significant management (since 6 Mar 2019)
• Navaratnam Illavarhasan

  IRN NXI00009

  • [FCA CF] Material risk taker (19 May 2020 to 7 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (19 May 2020 to 7 Jun 2022)
• Neil Hitchens

  IRN NXH01239

  • CF30 Customer (21 Dec 2010 to 20 Feb 2013)
• Nicholas Christopher Lewis Tigwell

  IRN NXT00031

  • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2020 to 30 Jul 2021)
  • [FCA CF] Material risk taker (2 Jun 2020 to 30 Jul 2021)
• Nicholas Manduca

  IRN NAF01054

  • CF30 Customer (12 Aug 2013 to 18 Jul 2014)
• Nicholas Norman Freitag

  IRN NNF01002

  • [FCA CF] Material risk taker (since 6 Mar 2017)
  • [FCA CF] Proprietary trader (since 6 Mar 2017)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2017)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • CF30 Customer (1 Jun 2014 to 6 Mar 2016)

No changes recorded yet.