Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Weatherbys Bank Limited
FRN 204571
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 17 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 3 Sep 2025)
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- [FCA CF] Manager of certification employee (31 Jan 2021 to 1 Mar 2023)
- [FCA CF] Client dealing (31 Jan 2019 to 31 Dec 2023)
- [FCA CF] Functions requiring qualifications (31 Jan 2018 to 31 Dec 2023)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (4 Aug 2014 to 6 Mar 2016)
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- CF30 Customer (12 Aug 2013 to 18 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.