Zenith Bank (UK) Limited

• Principal Place of Business

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402071053950

  Web

  https://www.zenith-bank.co.uk

• Complaints Contact

  Zenith Bank UK Ltd

  39 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402031962613

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• MOHAMAD RAMI KHALLADI

  IRN MXK00960

  • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2025 to 16 Jan 2026)
  • [FCA CF] Material risk taker (2 Jun 2025 to 16 Jan 2026)
  • [FCA CF] Significant management (2 Jun 2025 to 16 Jan 2026)
• Marcin Piontek

  IRN MXP77237

  • [FCA CF] Significant management (8 Jul 2019 to 31 Aug 2020)
  • [FCA CF] Material risk taker (8 Jul 2019 to 31 Aug 2020)
  • [PRA CF] Significant risk taker or Material risk taker (8 Jul 2019 to 31 Aug 2020)
• Mark Anthony Parlour

  IRN MAP01196

  • SMF18 Other Overall Responsibility (since 7 Mar 2016)
  • CF30 Customer (15 Dec 2015 to 6 Mar 2016)
  • CF29 Significant management (15 Dec 2015 to 6 Mar 2016)
• Mark Lee Robert Bradshaw

  IRN MXB00198

  • [PRA CF] Significant risk taker or Material risk taker (since 21 Apr 2020)
  • [FCA CF] Material risk taker (since 21 Apr 2020)
• Martin Lynch

  IRN MXL01346

  • CF10 Compliance Oversight (9 Nov 2010 to 1 Feb 2014)
  • CF11 Money Laundering Reporting (9 Nov 2010 to 1 Feb 2014)
• Matthew James Collier

  IRN MXC01437

  • [PRA CF] Significant risk taker or Material risk taker (since 2 May 2025)
  • [FCA CF] Client dealing (since 2 May 2025)
  • [FCA CF] Material risk taker (since 2 May 2025)
  • [FCA CF] Proprietary trader (since 2 May 2025)
• Matthew Reed

  IRN MXR02575

  • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2017 to 25 Jun 2021)
  • [FCA CF] Client dealing (6 Mar 2017 to 25 Jun 2021)
  • [FCA CF] Material risk taker (6 Mar 2017 to 25 Jun 2021)
  • [FCA CF] Proprietary trader (6 Mar 2017 to 25 Jun 2021)
  • CF30 Customer (21 Dec 2015 to 6 Mar 2016)
• Maxdavies Chuks Ukpoma

  IRN MXU00007

  • [PRA CF] Significant risk taker or Material risk taker (since 19 May 2020)
  • [FCA CF] Material risk taker (since 19 May 2020)
• Michael Cain

  IRN MXC02740

  • [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2017)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • [FCA CF] Material risk taker (since 6 Mar 2017)
  • [FCA CF] Proprietary trader (since 6 Mar 2017)
  • CF30 Customer (1 Jun 2014 to 6 Mar 2016)
• Michael Charles Smith

  IRN MXC01122

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2024)
  • [FCA CF] Material risk taker (since 1 Mar 2024)
  • [PRA CF] Managing a material risk taker (since 1 Mar 2024)

No changes recorded yet.